Gifts, Gratuities and Regulation

Ever since goods and services were first offered to customers, ‘specials’, ‘deals’, ‘buy one, get one free’, and other incentives have been offered to increase sales and spread the word about the seller’s product. The securities industry has been no different; clients are offered discount pricing on trades, bonus on annuities, and ‘free’ research on an array of investment opportunities.

SKU: 9654ab391648 Category: